Publication

USPTO Update: Distinguishing Between Prophetic and Working Examples

Jul 02, 2021

By Jonathan B. Fitzgerald, Ph.D. and Jeffrey D. Morton, Ph.D.

On July 1, the U.S. Patent & Trademark Office (USPTO) issued guidance reminding applicants to distinguish between prophetic examples and working examples.1 Prophetic examples describe reasonably anticipated results on experiments that have not yet been performed. Working examples describe experiments that have actually been performed. 

Disclosure of results, whether the results are prophetic or actual, is not normally questioned by the USPTO. However, if the description of the prophetic examples reasonably raises questions as to whether they relate to experiments that were actually performed, the accuracy of the disclosure can be questioned. Moreover, misleading characterizations of prophetic examples as actual results may result in the examiner rejecting claims based on insufficient disclosure under the enablement or written description requirements. 

Making clear distinctions between prophetic and working examples will help ensure that applicants meet the duty of disclosure required by the USPTO. Consider reaching out to counsel familiar with the USPTO to determine how this guidance impacts your patent applications. 

Footnotes

  1. https://public-inspection.federalregister.gov/2021-14034.pdf 

Back to top

About Snell & Wilmer

Founded in 1938, Snell & Wilmer is a full-service business law firm with more than 500 attorneys practicing in 16 locations throughout the United States and in Mexico, including Los Angeles, Orange County and San Diego, California; Phoenix and Tucson, Arizona; Denver, Colorado; Washington, D.C.; Boise, Idaho; Las Vegas and Reno, Nevada; Albuquerque, New Mexico; Portland, Oregon; Dallas, Texas; Salt Lake City, Utah; Seattle, Washington; and Los Cabos, Mexico. The firm represents clients ranging from large, publicly traded corporations to small businesses, individuals and entrepreneurs. For more information, visit swlaw.com.

©2024 Snell & Wilmer L.L.P. All rights reserved. The purpose of this publication is to provide readers with information on current topics of general interest and nothing herein shall be construed to create, offer, or memorialize the existence of an attorney-client relationship. The content should not be considered legal advice or opinion, because it may not apply to the specific facts of a particular matter. As guidance in areas is constantly changing and evolving, you should consider checking for updated guidance, or consult with legal counsel, before making any decisions.
Media Contact

Olivia Nguyen-Quang

Associate Director of Communications
media@swlaw.com 714.427.7490